8044 Montgomery Rd. Suite 700, Cincinnati, OH 45236
513-277-0916 and Toll Free 888-744-5527
©2008 - 2022 Julius Arthur Seibert and Company, L.L.C. | All Rights Reserved
Privacy Policy
Effective Date: January 1, 2013
Maintaining your trust and confidence
is among our highest priorities. We
recognize that protecting the privacy
and security of our customers is an
important responsibility. That’s why
we at Julius Arthur Seibert &
Company, LLC want you to understand
how we protect your privacy when we
collect and use information about you,
and the steps that we take to
safeguard that information.
The Privacy Policy of Julius Arthur Seibert & Company, LLC
Julius Arthur Seibert & Company, LLC has adopted this policy
with recognition that protecting the privacy and security of
the personal information we obtain about our customers is an
important responsibility. We also know that you expect us to
service you in an accurate and efficient manner. To do so, we
must collect and maintain certain personal information about
you. We want you to know what information we collect and
how we use and safeguard that information.
What Information We Collect
We collect certain nonpublic personal identifying information
about you (such as your name, address, social security
number, etc.) from information that you provide on
applications or other forms as well as communications
(electronic, telephone, written or in person) with you or your
authorized representatives (such as your attorney,
accountant, etc.). We also collect information about your
brokerage accounts and transactions (such as purchases,
sales, account balances, inquiries, etc.).
What Information We Disclose
We do not disclose the nonpublic personal information we
collect about our customers to anyone except: (i) in
furtherance of our business relationship with them and then
only to those persons necessary to effect the transactions and
provide the services that they authorize (such as broker-
dealers, custodians, independent managers etc.); (ii) to
persons assessing our compliance with industry standards
(e.g., professional licensing authorities, etc.); (iii) our
attorneys, accountants, and auditors; or (iv) as otherwise
provided by law.
We are permitted by law to disclose the nonpublic personal
information about you to governmental agencies and other
third parties in certain circumstances (such as third parties
that perform administrative or marketing services on our
behalf or for joint marketing programs). These third parties
are prohibited to use or share the information for any other
purpose. If you decide at some point to either terminate our
services or become an inactive customer, we will continue to
adhere to our privacy policy, as may be amended from time to
time.
Security of Your Information
We restrict access to your nonpublic personal information to
those employees who need to know that information to
service your account. We maintain physical, electronic and
procedural safeguards that comply with applicable federal or
state standards to protect your nonpublic personal
information.
Changes to our Privacy Policy or Relationship with You
Our policy about obtaining and disclosing information may
change from time to time. We will provide you notice of any
material change to this policy before we implement the
change.